PERSPECTIVES

Insight into what matters

PERSPECTIVES

Driving Forward

An Interview with Sareena Dalla Brookshire.

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MARKET COMMENTARY

Investment Insights — Elaborate Contraptions

Explore the complex mechanisms of the global economy and capital markets.

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Adapt to a Shifting Regulatory Environment

Adapt to a Shifting Regulatory Environment

NOV 25, 2020

 

BNY MELLON'S PERSHING

The financial services industry has always been highly regulated – and rightfully so, given what’s at stake. Read our new white paper and position your firm for success. 

We’ll help you understand the landscape, including:
  • Regulation Best Interest (Reg BI)
  • Form CRS, the new client relationship summary
  • Financial abuse of seniors/elders

Adapt to a Shifting Regulatory Environment

 

Read our new white paper and position your firm for success. We’ll help you understand the landscape.

Download PDF

BNY Mellon's Pershing

BNY Mellon’s Pershing and its affiliates provide a comprehensive network of global financial business solutions to advisors, broker-dealers, family offices, hedge fund and ’40 Act fund managers, registered investment advisor firms and wealth managers. Many of the world’s most sophisticated and successful financial services firms rely on Pershing for clearing and custody; investment, wealth and retirement solutions; technology and enterprise data management; trading services; prime brokerage and business consulting.

 

Pershing helps clients improve profitability and drive growth, create capacity and efficiency, attract and retain talent, and manage risk and regulation. With a network of offices worldwide, Pershing provides business-to-business solutions to clients representing approximately 7 million investor accounts globally. Pershing LLC (member FINRA, NYSE, SIPC) is a BNY Mellon company. 

 

 

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